DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Guidant Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Klaudia Katarzyna Dettloff | Guidant Wealth Advisors independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Dec 18, 2019 | Jan 17, 2020 |
| Frank Thomas Patzke | Guidant Wealth Advisors independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Dec 18, 2019 | Jan 15, 2020 |
| Kirk Robert Hackbarth | Guidant Wealth Advisors independent RIA | Strategic Wealth Partners independent RIA | RIA to RIA | Jul 15, 2019 | Jul 5, 2019 |
| Daniel Michael Savas | Guidant Wealth Advisors other | Raymond James Financial Services Advisors, Inc other | Other | Oct 28, 2004 | Jan 2, 2009 (1527 d) |
Page 1 of 1
4 moves match.