DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Elliott Cove Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aracelis S Bell | Elliott Cove Capital Management mixed wealth | Alaska Wealth Advisors independent RIA | RIA to RIA | Jul 25, 2024 | Aug 19, 2024 |
| Allison Deette Sweeney | Elliott Cove Capital Management mixed wealth | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Feb 23, 2022 | Jan 17, 2024 (693 d) |
| Michael Dean Taylor | Elliott Cove Capital Management other | Vestory, LLC other | Other | Sep 13, 2014 | Oct 8, 2015 (390 d) |
| Kristal Anne Mcmahan | Elliott Cove Capital Management other | Signator Financial Services, Inc. other | Other | Nov 18, 2008 | Mar 24, 2010 (491 d) |
| Lynn Ross Van Houten | Elliott Cove Capital Management other | Freedom Cove Wealth Advisors LLC unclassified | Other | Jun 30, 2005 | Jul 23, 2007 (753 d) |
| Richard Scott Henningsen | Elliott Cove Capital Management other | UBS Financial Services Inc. wirehouse | Other | Apr 15, 2005 | Oct 25, 2005 (193 d) |
| Kory Christiaan Lackey | Elliott Cove Capital Management other | Kibble & Prentice Holding Company other | Other | May 29, 2003 | Aug 3, 2006 (1162 d) |
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7 moves match.