DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lumin Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sandra Marie KerrLumin Financial, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAMar 21, 2024Dec 14, 2023
Victor Hayes HicksLumin Financial, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAMar 21, 2024Dec 14, 2023
Rhoda Vashti WoodsLumin Financial, LLC independent RIAPerigon Wealth Management, LLC independent RIARIA to RIAMar 21, 2024Mar 4, 2024
Jalen GarrettLumin Financial, LLC independent RIACig Asset Management, Inc. independent RIARIA to RIADec 22, 2021Jan 10, 2022
Naoko MckelveyLumin Financial, LLC independent RIABlue Chip Partners, LLC independent RIARIA to RIAOct 10, 2019Oct 11, 2019
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5 moves match.