DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sandra Marie Kerr
Certified Financial Planner
Feed of 09/14/2026
Also filed as Sandra M Kerr
At current firm
2 y
since Dec 14, 2023
In the industry
33 y
since Jul 21, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Perigon Wealth Management, LLC independent RIA currentsince Dec 14, 2023 · Ferndale, Mi
- Lumin Financial, LLC formerJan 14, 2020 to Mar 21, 2024 · Southfield, Mi
- Baron Wealth Management, LLC independent RIAJun 23, 2016 to Nov 1, 2019 · Troy, Mi
- Triad Advisors, LLC formerDec 17, 2015 to Jun 16, 2016 · Atlanta, Ga
- Vision Capital Partners independent RIAJun 29, 2015 to Dec 15, 2015 · Ann Arbor, Mi
- Henrickson Nauta Wealth Advisors, Inc. independent RIANov 20, 2009 to Jul 20, 2015 · Northville, Mi
Moves
a registration end followed by a registration begin elsewhere
- Lumin Financial, LLC to Perigon Wealth Management, LLCleft Mar 21, 2024, registered Dec 14, 2023 (-98 days) · RIA to RIA · moved with a team
- Baron Wealth Management, LLC to Lumin Financial, LLCleft Nov 1, 2019, registered Jan 14, 2020 (74 days) · RIA to RIA
- Triad Advisors, LLC to Baron Wealth Management, LLCleft Jun 16, 2016, registered Jun 23, 2016 (7 days) · Other
- Vision Capital Partners to Triad Advisors, LLCleft Dec 15, 2015, registered Dec 17, 2015 (2 days) · Other
- Henrickson Nauta Wealth Advisors, Inc. to Vision Capital Partnersleft Jul 20, 2015, registered Jun 29, 2015 (-21 days) · Other · moved with a team
Signals
- Sandra Marie Kerr left Lumin Financial, Llc for Perigon Wealth Management, Llc (registered 2023-12-14)Mar 21, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address