DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Resolute Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas G. DwyerResolute Financial, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 28, 2023Mar 23, 2023
William Acker SimpsonResolute Financial, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 28, 2023Mar 23, 2023
Charles Malcolm JohnsonResolute Financial, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 28, 2023Mar 16, 2023
Avery E DwyerResolute Financial, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAMar 28, 2023Mar 23, 2023
Stephanie Castonguay GriebelResolute Financial, LLC independent RIADavis Wealth Advisors independent RIARIA to RIAJul 26, 2022Jul 29, 2022
Bradley Anderson ClarkResolute Financial, LLC otherClark Asset Management, LLC independent RIAOtherAug 26, 2015Aug 15, 2016 (355 d)
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6 moves match.