DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wela Financial Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christian Martinez | Wela Financial Advisory independent RIA | Lido independent RIA | RIA to RIA | Sep 18, 2024 | Sep 24, 2024 |
| Caleb Scott Mcsorley | Wela Financial Advisory independent RIA | Fisher Investments independent RIA | RIA to RIA | Jul 6, 2022 | Sep 13, 2022 (69 d) |
| Monica S. Cervantes | Wela Financial Advisory independent RIA | Pax Financial Group independent RIA | RIA to RIA | Apr 7, 2021 | May 12, 2021 (35 d) |
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3 moves match.