DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Summit Planning Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Vincent OnofrioSummit Planning Group, LLC state registeredIndependent Advisers Group Corp otherOtherDec 31, 2024Mar 28, 2001
Karl James ZirolliSummit Planning Group, LLC state registeredIndependent Advisers Group Corp otherOtherDec 31, 2024Aug 8, 1997
Jay William PintoSummit Planning Group, LLC state registeredSummit Asset Management, LLC unclassifiedOtherDec 31, 2024Oct 10, 2006
Alison Gross GaffneySummit Planning Group, LLC state registeredLPL Financial LLC BD affiliatedOtherDec 31, 2024Jun 12, 2024
Charles David KonczSummit Planning Group, LLC state registeredIndependent Advisers Group Corp otherOtherDec 31, 2024Jun 24, 1997
William Joseph RichardsonSummit Planning Group, LLC state registeredCommonwealth Financial Network national BDOtherOct 19, 2006Oct 18, 2006
Page 1 of 1
6 moves match.