DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Baron Silver Stevens Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cody Daniel Koletic | Baron Silver Stevens Financial Advisors, LLC independent RIA | Atlantic Wealth Partners, LLC independent RIA | RIA to RIA | May 30, 2019 | Jun 14, 2019 |
| Ryan William Hawk | Baron Silver Stevens Financial Advisors, LLC other | Vanguard Advisers, Inc. other | Other | Feb 7, 2014 | Mar 5, 2014 |
| Peter Lang Stevens | Baron Silver Stevens Financial Advisors, LLC other | Osaic Wealth, Inc. other | Other | Apr 22, 2008 | Feb 8, 2010 (657 d) |
| Steven David Artzi | Baron Silver Stevens Financial Advisors, LLC other | Citigroup Global Markets Inc. other | Other | Oct 15, 2004 | Jun 13, 2007 (971 d) |
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4 moves match.