DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ehd Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Lee Eshleman | Ehd Advisory Services, Inc. independent RIA | Domani Wealth, LLC independent RIA | RIA to RIA | Dec 6, 2019 | Dec 7, 2019 |
| Steven Patrick Maher | Ehd Advisory Services, Inc. independent RIA | Domani Wealth, LLC independent RIA | RIA to RIA | Dec 6, 2019 | Dec 7, 2019 |
| Joyce Ann Libby | Ehd Advisory Services, Inc. independent RIA | Security Capital Management independent RIA | RIA to RIA | Jun 14, 2019 | Mar 25, 2019 |
| Christopher Robert Stauffer | Ehd Advisory Services, Inc. other | Valley Forge Asset Management, LLC other | Other | May 30, 2012 | Nov 13, 2012 (167 d) |
| Curt Robert Stauffer | Ehd Advisory Services, Inc. other | Realta Investment Advisors, Inc other | Other | Dec 7, 2011 | Dec 9, 2011 |
| Mark Anthony Vergenes | Ehd Advisory Services, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Feb 20, 2009 | Jun 29, 2023 (5242 d) |
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6 moves match.