DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Security Capital Management
Legal name Hazlett, Burt & Watson, Inc.
Latest filing Mar 25, 2026
First filing on the tape Mar 26, 2012 · 25 filings
SEC status approved since Mar 29, 2006
RAUM
$1.4B
reported, Item 5.F
Discretionary
54%
of RAUM
Private clients
96%
$1.3B individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$69.4M
derived; firm RAUM over IAPD count
Employees
20
14 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.4B as of Mar 25, 2026
Mar 26, 2012$394M then
HNW client RAUM$874M as of Mar 25, 2026
Mar 26, 2018$407M then
State-registered IARs (5.B.3)20 as of Mar 25, 2026
Mar 26, 20120 then
Employees (5.A)20 as of Mar 25, 2026
Mar 26, 201332 then
Private funds: no history
RAUM +16% over the last fiscal year+12% a year over threeIARs 19 to 20
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $69.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 118derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $578,797derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 54%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +5.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.4BreportedItem 5.I
- Custody
- $1.4B, 2,362 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$874M63%
- Individuals$458M33%
- Pension and profit-sharing plans$30.6M2.2%
- Charitable organizations$16.0M1.1%
- Corporations and businesses$10.2M0.7%
- Individual clients
- 1,744reported
- HNW clients
- 613reported
- Pension plan clients
- 11reported
- Charitable clients
- 19reported
- Accounts
- 2,399reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $1.4B for 2,362 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=19.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| George Sperry Weaver | Lancaster, Pa | Mar 30, 2006 | 43 y | 0 |
| Thomas James Morrison | Wheeling, Wv | Mar 30, 2006 | 30 y | 0 |
| Gregory Francis Marquart | Wheeling, Wv | Mar 30, 2006 | 22 y | 0 |
| Michael Thompson Barickman | Wheeling, Wv | Mar 31, 2006 | 40 y | 0 |
| Jason Lee Marsh | Wheeling, Wv | Mar 31, 2006 | 22 y | 0 |
| Marilynn Sue Echols | Wheeling, Wv | Mar 31, 2006 | 55 y | 0 |
| Harold Bruce Burech | Wheeling, Wv | Mar 31, 2006 | 49 y | 0 |
| Timothy Morgan Bidwell | Paden City, Wv | Mar 31, 2006 | 25 y | 0 |
| Steven Thomas SellChartered Financial Consultant | Lancaster, Pa | Jun 2, 2006 | 29 y | 0 |
| William Lias Paras | Wheeling, Wv | Feb 15, 2007 | 22 y | 0 |
| C. Lewis Johnson | Vienna, Wv | Jun 2, 2009 | 45 y | 1 |
| Joshua Earl Braunlich | Wheeling, Wv | Oct 4, 2012 | 18 y | 1 |
| Walker P. HollowayCertified Financial Planner | Wheeling, Wv | Jul 17, 2013 | 13 y | 0 |
| Jeanne Marie Miller | Lancaster, Pa | Jan 31, 2014 | 25 y | 2 |
| Melanie HerbstCertified Financial Planner | Vienna, Wv | Oct 25, 2017 | 12 y | 1 |
| Joyce Ann LibbyCertified Financial Planner | Lancaster, Pa | Mar 25, 2019 | 18 y | 1 |
| Shane Vincent Pamphilis | Wheeling, Wv | May 21, 2021 | 10 y | 1 |
| Tarina Sue Neely | Wheeling, Wv | Oct 11, 2023 | 29 y | 0 |
| Matthew J Herink | Barnesville, Oh | Dec 3, 2024 | 21 y | 1 |
| Joseph D. HessChartered Financial Analyst | Lancaster, Pa | Jan 21, 2025 | 17 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Anthony Gaetano Decicco to SavvyFeb 7, 2025 · RIA to RIA
- Tyler Andrew Brautigan to Commonwealth Financial ServicesJul 24, 2024 · RIA to RIA
- Shawn P Rohrig to LPL Financial LLCAug 13, 2021 · RIA to affiliated broker-dealer or bank
- Lori Milner Pointer to United Brokerage Services IncMar 24, 2021 · RIA to affiliated broker-dealer or bank
- Seth Perry White to Wesbanco Securities, Inc.Apr 7, 2020 · RIA to affiliated broker-dealer or bank
- Bernadette Marie Smith to Ameriprise Financial Services, LLCMay 24, 2018 · RIA to affiliated broker-dealer or bank
- Loretta Ann Gilliam to Raymond James Financial Services Advisors, IncNov 10, 2016 · Other
- Edward Bernard O'Gorman to Fma Advisory IncJan 8, 2011 · Other
- Brenda Millhouse-Huebner to Pruco Securities, LLCJul 1, 2010 · Other
- Kathleen Ashley Tyler to Girard Securities, Inc.Sep 16, 2008 · Other
- Timothy Neil Deery to Dearden, Maguire, Weaver & Barrett, LLCFeb 5, 2008 · Other
Joined, latest
- Joseph D. Hess from Vanguard Advisers, Inc.Jan 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- Matthew J Herink from Lexaurum AdvisorsDec 3, 2024 · RIA to RIA
- Anthony Gaetano Decicco from Morgan StanleyJun 9, 2023 · Wirehouse to independent RIA
- Tyler Andrew Brautigan from United Brokerage Services IncJun 9, 2021 · Affiliated broker-dealer or bank to independent RIA
- Shane Vincent Pamphilis from Pnc Wealth ManagementMay 21, 2021 · Affiliated broker-dealer or bank to independent RIA
- Lori Milner Pointer from Valmark Advisers, Inc.Feb 4, 2021 · Affiliated broker-dealer or bank to independent RIA
- Joyce Ann Libby from Ehd Advisory Services, Inc.Mar 25, 2019 · RIA to RIA
- Melanie Herbst from Edward JonesOct 25, 2017 · Other
- Jeanne Marie Miller from Pnc Wealth ManagementJan 31, 2014 · Other
- Joshua Earl Braunlich from United Brokerage Services IncOct 4, 2012 · Other
- Seth Perry White from Mckinley Carter Wealth Services, Inc.May 23, 2012 · Other
- Shawn P Rohrig from Wells Fargo AdvisorsApr 18, 2011 · Other
- C. Lewis Johnson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2, 2009 · Other
- Bernadette Marie Smith from Banc One Securities CorporationMar 31, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Thompson Barickman · Exec Vp / Directorcontrolsince 02/2006 · owns less than 5%
- Timothy Morgan Bidwell · Exec Vp / Cfo / Chief Compliance Officer / Directorcontrolsince 04/2005 · owns less than 5%
- Harold Bruce Burech · Director /Sr Vpcontrolsince 04/1981 · owns less than 5%
- Marilynn Sue Echols · Executive Vice President / Directorcontrolsince 08/2011 · owns less than 5%
- Jason Lee Marsh · Chairman / Ceo / Directorcontrolsince 04/2021 · owns less than 5%
- George Sperry III Weaver · Sr Exec Vp / Directorcontrolsince 04/2005 · owns less than 5%
Entity owners
- Hb&W, Inc. · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- Security National Trust Co.n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wheeling, Wv · principal | 12 | 0 | 0 | ||
| Lancaster, Pa | 5 | 0 | 0 | ||
| Barnesville, Oh | 3 | 0 | 0 | ||
| Vienna, Wv | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lancaster, PA4 employees
- Vienna, WV2 employees
- Barnesville, OH2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 25, 2026ECHOLS, MARILYNN SUE (EXECUTIVE VICE PRESIDENT / DIRECTOR) left Schedule A between the filings of 2015-03-03 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,314 to 2,399Nov 10, 2025 to Mar 25, 2026
- Advisory employees · 13 to 14Nov 10, 2025 to Mar 25, 2026
- BD registered reps · 18 to 19Nov 10, 2025 to Mar 25, 2026
- Charity clients · 18 to 19Nov 10, 2025 to Mar 25, 2026
- Corporate clients · 10 to 12Nov 10, 2025 to Mar 25, 2026
- HNW clients · 545 to 613Nov 10, 2025 to Mar 25, 2026
- Individual clients · 1,728 to 1,744Nov 10, 2025 to Mar 25, 2026
- Pension plan clients · 13 to 11Nov 10, 2025 to Mar 25, 2026
- Assets in custody · $1.2B to $1.4BNov 10, 2025 to Mar 25, 2026
- Employees · 19 to 20Nov 10, 2025 to Mar 25, 2026
- State-registered IARs · 19 to 20Nov 10, 2025 to Mar 25, 2026
- Discretionary RAUM · $619M to $748MNov 10, 2025 to Mar 25, 2026
- HNW RAUM · $714M to $874MNov 10, 2025 to Mar 25, 2026
- Individual RAUM · $433M to $458MNov 10, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $579M to $641MNov 10, 2025 to Mar 25, 2026
- Pension RAUM · $29.8M to $30.6MNov 10, 2025 to Mar 25, 2026
- RAUM · $1.2B to $1.4BNov 10, 2025 to Mar 25, 2026
- Accounts · 2,291 to 2,314Dec 18, 2024 to Mar 24, 2025
- Advisory employees · 16 to 13Dec 18, 2024 to Mar 24, 2025
- BD registered reps · 21 to 18Dec 18, 2024 to Mar 24, 2025
- Charity clients · 19 to 18Dec 18, 2024 to Mar 24, 2025
- Corporate clients · 9 to 10Dec 18, 2024 to Mar 24, 2025
- HNW clients · 517 to 545Dec 18, 2024 to Mar 24, 2025
- Individual clients · 1,731 to 1,728Dec 18, 2024 to Mar 24, 2025
- Pension plan clients · 15 to 13Dec 18, 2024 to Mar 24, 2025
- Assets in custody · $993M to $1.2BDec 18, 2024 to Mar 24, 2025
- Employees · 21 to 19Dec 18, 2024 to Mar 24, 2025
- Financial planning clients · 251-500 to 251-500Dec 18, 2024 to Mar 24, 2025
- State-registered IARs · 21 to 19Dec 18, 2024 to Mar 24, 2025
- Discretionary RAUM · $502M to $619MDec 18, 2024 to Mar 24, 2025
- HNW RAUM · $567M to $714MDec 18, 2024 to Mar 24, 2025
- Individual RAUM · $401M to $433MDec 18, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $517M to $579MDec 18, 2024 to Mar 24, 2025
- Pension RAUM · $30.5M to $29.8MDec 18, 2024 to Mar 24, 2025
- RAUM · $1.0B to $1.2BDec 18, 2024 to Mar 24, 2025
- Accounts · 2,113 to 2,291Sep 5, 2023 to Mar 26, 2024
- Advisory employees · 14 to 16Sep 5, 2023 to Mar 26, 2024
- BD registered reps · 18 to 21Sep 5, 2023 to Mar 26, 2024
- Charity clients · 18 to 19Sep 5, 2023 to Mar 26, 2024
- Corporate clients · 11 to 9Sep 5, 2023 to Mar 26, 2024
Signals
4 dated events
- Anthony Gaetano Decicco left Security Capital Management for Savvy (registered 2025-03-11)Feb 7, 2025 · Advisor changed firm · fact
- George Sperry Jr Weaver (Director) no longer on Schedule A of Security Capital Management (listed 2024-03-26, absent 2024-12-18)Dec 18, 2024 · Control person left · inference
- Tyler Andrew Brautigan left Security Capital Management for Commonwealth Financial Services (registered 2024-05-09)Jul 24, 2024 · Advisor changed firm · fact
- Mark Steven Prince (President / Ceo / Chairman) no longer on Schedule A of Security Capital Management (listed 2021-03-29, absent 2022-03-10)Mar 10, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-537-8985reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- HAZLETTBURT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 304-233-3312reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- hazlettburt.com/contact-top-financial-advisors-in-wv-pa-ohreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026