DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Haviland & Sams, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brooke Weise | Haviland & Sams, LLC state registered | Avantax Advisory Services BD affiliated | Other | Aug 5, 2020 | Oct 16, 2020 (72 d) |
| Matthew James Graffagnino | Haviland & Sams, LLC state registered | Learnvest Planning Services, LLC no RAUM | Other | Oct 1, 2013 | Jan 21, 2015 (477 d) |
| James Patrick Newman | Haviland & Sams, LLC state registered | Peak Point Capital Management, LLC unclassified | Other | Aug 2, 2011 | Nov 5, 2013 (826 d) |
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3 moves match.