DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Good Harbor Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Neil Ray Peplinski	Good Harbor Financial asset manager	Cedar Capital, LLC other	Other	Aug 16, 2022	Nov 25, 2015
Thomas Hines	Good Harbor Financial mixed wealth	Access Fund Management, LLC other	Other	May 18, 2018	Sep 27, 2010
Michael Balch	Good Harbor Financial other	Cedar Capital, LLC no RAUM	Other	Jan 2, 2015	Feb 5, 2015 (34 d)
Margaret Mary Oleary	Good Harbor Financial other	Cedar Capital, LLC no RAUM	Other	Jan 2, 2015	Feb 10, 2015 (39 d)
James Joseph Duddey	Good Harbor Financial other	Cedar Capital, LLC no RAUM	Other	Jan 2, 2015	Feb 10, 2015 (39 d)
Michael Justin Salemy	Good Harbor Financial other	Cedar Capital, LLC no RAUM	Other	Jan 2, 2015	Feb 24, 2015 (53 d)
Kevin William Reilly	Good Harbor Financial other	Cedar Capital, LLC no RAUM	Other	Jan 2, 2015	Feb 10, 2015 (39 d)
Dennis G O'Malley	Good Harbor Financial other	Cedar Capital, LLC no RAUM	Other	Jan 2, 2015	Feb 10, 2015 (39 d)
Matthew Alan Roma	Good Harbor Financial other	Cedar Capital, LLC no RAUM	Other	Jan 2, 2015	Feb 10, 2015 (39 d)
David Stephen Ulm	Good Harbor Financial other	Cedar Capital, LLC no RAUM	Other	Jan 2, 2015	Feb 10, 2015 (39 d)
Thomas Lee Petric	Good Harbor Financial other	Cedar Capital, LLC no RAUM	Other	Jan 2, 2015	Feb 10, 2015 (39 d)

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11 moves match.