DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealth Management Solutions
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Angelo Vazquez | Wealth Management Solutions independent RIA | Transition Family Wealth state registered | RIA to a state-registered adviser | Mar 13, 2024 | May 23, 2024 (71 d) |
| Matthew Paul Cherry | Wealth Management Solutions other | Wells Fargo Advisors wirehouse | Other | Jan 28, 2021 | Feb 12, 2021 |
| Julie Ann Kern | Wealth Management Solutions other | Dynamic other | Other | Mar 30, 2015 | Jan 28, 2015 |
| Dana Marie Anspach | Wealth Management Solutions other | Sensible Money, LLC other | Other | Jul 12, 2011 | Jul 22, 2011 |
| Kimberly Marie Morton | Wealth Management Solutions other | Sensible Money, LLC other | Other | Jul 12, 2011 | Jul 22, 2011 |
| Brian Thomas Duvall | Wealth Management Solutions other | Sensible Money, LLC other | Other | Apr 24, 2009 | Aug 1, 2012 (1195 d) |
| Shawn Alan Murphy | Wealth Management Solutions other | New England Securities Corporation other | Other | Apr 24, 2009 | Jan 25, 2010 (276 d) |
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7 moves match.