DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Essex Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nauman Karim RanaEssex Financial Services, Inc. independent RIAWealth Forward Advisors no RAUMRIA to a newly registered adviserDec 16, 2024Nov 19, 2025 (338 d)
Michael Dennis O'RourkeEssex Financial Services, Inc. independent RIAUsi Securities, Inc. no RAUMOtherApr 15, 2024May 17, 2024 (32 d)
Joanne GautrauEssex Financial Services, Inc. independent RIAMerit Financial Advisors independent RIARIA to RIANov 22, 2023Dec 15, 2023
Jacqueline SteczkowskiEssex Financial Services, Inc. independent RIANapatree Capital LLC independent RIARIA to RIAJul 1, 2022Jun 15, 2023 (349 d)
Nancy StillmanEssex Financial Services, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJun 6, 2022Jun 23, 2022
Martin J WollackEssex Financial Services, Inc. independent RIAPrinciple Wealth independent RIARIA to RIASep 30, 2020Oct 2, 2020
Clark Johnson SturtevantEssex Financial Services, Inc. independent RIAWells Fargo Advisors wirehouseRIA to wirehouseDec 11, 2019Dec 6, 2019
Emanuel Andres Romero-ViciniEssex Financial Services, Inc. independent RIAVision Investment Advisors, LLC independent RIARIA to RIAJul 5, 2019Jan 22, 2020 (201 d)
Emily Laurel BordeauEssex Financial Services, Inc. independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 24, 2018Oct 2, 2020 (709 d)
Eric Joseph MoreiraEssex Financial Services, Inc. independent RIACitizens Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 26, 2018May 1, 2018
Erika Shawn PapeEssex Financial Services, Inc. otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherJan 2, 2018Jun 4, 2019 (518 d)
John Patrick HanniganEssex Financial Services, Inc. otherPrinciple Wealth no RAUMOtherOct 30, 2017Oct 31, 2017
Kevin Joseph LoobyEssex Financial Services, Inc. otherPrinciple Wealth no RAUMOtherOct 30, 2017Oct 31, 2017
Robert Santino PaolucciEssex Financial Services, Inc. otherPrinciple Wealth no RAUMOtherOct 30, 2017Oct 31, 2017
Michael Joseph CastielloEssex Financial Services, Inc. otherPrinciple Wealth no RAUMOtherOct 30, 2017Oct 31, 2017
Patrick Francis Xavier GingrasEssex Financial Services, Inc. otherBrenton Point Wealth Advisors LLC no RAUMOtherMay 15, 2017Apr 21, 2017
Colin Michael DuganEssex Financial Services, Inc. otherLPL Financial LLC otherOtherNov 20, 2013Jul 11, 2013
Theresa Vivian DonatelliEssex Financial Services, Inc. otherLPL Financial LLC otherOtherAug 16, 2013Aug 7, 2013
Joseph Addison McarawEssex Financial Services, Inc. otherLPL Financial LLC otherOtherAug 5, 2013Jul 10, 2013
Tyler Westervelt PottsEssex Financial Services, Inc. otherLPL Financial LLC otherOtherAug 5, 2013Jul 10, 2013
Justin WalshEssex Financial Services, Inc. otherWells Fargo Advisors wirehouseOtherDec 23, 2009Jul 16, 2010 (205 d)
Michael Ray GulaEssex Financial Services, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherJun 26, 2009Apr 22, 2010 (300 d)
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22 moves match.