DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Francis Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter VilimFrancis Financial independent RIAScs Capital Management LLC independent RIARIA to RIAJan 17, 2024Feb 14, 2024
Davon BarrettFrancis Financial independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 9, 2022Jul 27, 2022
Desiree FisherFrancis Financial independent RIAFreeman Capital Advisors independent RIARIA to RIAJul 15, 2022Sep 1, 2022 (48 d)
Paul StagiasFrancis Financial independent RIACitrin Cooperman Wealth Management, LLC independent RIARIA to RIAFeb 25, 2022Mar 22, 2022
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4 moves match.