DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from West Oak Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Byron Brand SniderWest Oak Capital, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 9, 2025Sep 12, 2025
Gerald Ira ClebanoffWest Oak Capital, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 9, 2025Sep 15, 2025
Jonathan Thomas HowardWest Oak Capital, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 9, 2025Sep 16, 2025
Ian Barrett Travanti BrownWest Oak Capital, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseApr 18, 2018Jul 12, 2018 (85 d)
Todd Joseph WalklettWest Oak Capital, LLC otherCerity Partners LLC independent RIAOtherJul 18, 2007Oct 3, 2022 (5556 d)
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5 moves match.