DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bickling Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dorothy Inez Bickling | Bickling Financial Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Apr 19, 2023 |
| Bruce Neil Goodman | Bickling Financial Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Apr 25, 2023 |
| Spencer Norman Betts | Bickling Financial Services, Inc. independent RIA | LPL Financial LLC other | Other | Apr 21, 2023 | Jan 6, 2006 |
| Andrew Harrison Betts | Bickling Financial Services, Inc. independent RIA | Dietz & Lynch Capital unclassified | Other | Apr 21, 2023 | Oct 22, 2013 |
| Robin Jeanne Urciouli | Bickling Financial Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Apr 5, 2023 |
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5 moves match.