DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hinds Financial Group Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Keith E CusackHinds Financial Group Inc independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJul 20, 2022Jul 1, 2022
Kelly SteckleinHinds Financial Group Inc independent RIAThe Institute independent RIARIA to RIAJul 14, 2020Jun 16, 2020
Carol Ann SutterfieldHinds Financial Group Inc independent RIALPL Financial LLC independent RIARIA to RIAAug 9, 2018May 23, 2018
Gustin Deloran Fox-SmithHinds Financial Group Inc otherCetera Investment Advisers LLC BD affiliatedOtherSep 16, 2016Jun 29, 2023 (2477 d)
Patrick Edward NolenHinds Financial Group Inc otherGeneos Wealth Management, Inc. otherOtherAug 18, 2015Aug 3, 2015
Taylor Nolen YionoulisHinds Financial Group Inc otherGeneos Wealth Management, Inc. otherOtherAug 18, 2015Aug 3, 2015
Matthew Bryan DuponHinds Financial Group Inc otherCommonwealth Financial Network national BDOtherDec 12, 2013Nov 1, 2013
Page 1 of 1
7 moves match.