DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Maple Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Evan Isaiah Pemberton | Maple Capital Management, Inc. independent RIA | Hanson & Doremus Investment Management independent RIA | RIA to RIA | Dec 11, 2023 | Jan 24, 2024 (44 d) |
| Connor F Duffy | Maple Capital Management, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jul 27, 2022 | Jun 29, 2022 |
| Timothy Charles Escott | Maple Capital Management, Inc. independent RIA | Buckhead Capital Management, LLC other | Other | Jan 27, 2020 | Jul 6, 2021 (526 d) |
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3 moves match.