DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 26 filings
SEC status approved since Aug 9, 2000
RAUM
$5.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
6.7%
$383M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$576M
derived; firm RAUM over IAPD count
Employees
13
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$5.8B as of Mar 31, 2026
Mar 28, 2012$1.7B then
HNW client RAUM$296M as of Mar 31, 2026
Mar 29, 2018$292M then
State-registered IARs (5.B.3)10 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)13 as of Mar 31, 2026
Mar 28, 201321 then
Private funds: no history
RAUM +11% over the last fiscal year+19% a year over threeIARs 10 to 10offices 1 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $576MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $15.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 69%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.6%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $103M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$3.6B63%
- Corporations and businesses$1.4B25%
- Charitable organizations$335M5.8%
- High-net-worth individuals$296M5.1%
- Individuals$87.2M1.5%
- Individual clients
- 68reported
- HNW clients
- 65reported
- Pension plan clients
- 0reported
- Charitable clients
- 23reported
- Accounts
- 365reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $103M for 38 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.07 fund_share=0.0 institutional_share=0.69 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W••••• E••••• D••••Chartered Financial Analyst | Atlanta, Ga | Feb 5, 2004 | 25 y | 0 |
| J••• D••••• S•••••• | Atlanta, Ga | Mar 25, 2004 | 25 y | 0 |
| T•••••• C•••••• E•••••Chartered Financial Analyst | Atlanta, Ga | Jul 6, 2021 | 23 y | 2 |
| H••••• F••••••• N••••• | Atlanta, Ga | Jul 15, 2021 | 44 y | 0 |
| K•••••• G•••••• S•••••••Chartered Financial Analyst | Atlanta, Ga | Jul 26, 2021 | 29 y | 0 |
| M•••••• R•• B••••Chartered Financial Analyst | Atlanta, Ga | Aug 4, 2021 | 23 y | 0 |
| C•••••• L•••• P••••• | Atlanta, Ga | Sep 15, 2021 | 25 y | 0 |
| C••• K••••• S••••••• | Atlanta, Ga | Dec 6, 2021 | 33 y | 0 |
| R••••• M•••• M••••• | Atlanta, Ga | Aug 28, 2023 | 11 y | 3 |
| D•••••• S•••• M•••••••Certified Financial Planner | Atlanta, Ga | May 28, 2024 | 23 y | 7 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- G••••• W••• B••••••••• to G••••• C••••••• L••Mar 28, 2024 · Other
- M•••••• D••••• R•••• to W••••••• W••••• C•••••• L••Aug 15, 2018 · RIA to RIA
Joined, latest
- D•••••• S•••• M••••••• from T••••• A••••••• S•••••••• I•••May 28, 2024 · Other
- R••••• M•••• M••••• from C•••••••• W••••• I••••••••• L••Aug 28, 2023 · Other
- G••••• W••• B••••••••• from T••••••••• M•••••••••Jul 9, 2021 · Other
- T•••••• C•••••• E••••• from M•••• C•••••• M••••••••• I•••Jul 6, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• W•••••• E••••• · Membercontrolsince 10/2000 · owns 50% to 75%
- S••••••• J•••• D••••• · Member, Chief Compliance Officercontrolsince 01/2002 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 10 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 339 to 365May 8, 2025 to Mar 31, 2026
- Charity clients · 26 to 23May 8, 2025 to Mar 31, 2026
- Corporate clients · 9 to 17May 8, 2025 to Mar 31, 2026
- HNW clients · 60 to 65May 8, 2025 to Mar 31, 2026
- Individual clients · 66 to 68May 8, 2025 to Mar 31, 2026
- Pension plan clients · 6 to 0May 8, 2025 to Mar 31, 2026
- Assets in custody · $67.7M to $103MMay 8, 2025 to Mar 31, 2026
- Other offices · 1 to 2May 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.2B to $5.8BMay 8, 2025 to Mar 31, 2026
- HNW RAUM · $264M to $296MMay 8, 2025 to Mar 31, 2026
- Individual RAUM · $87.6M to $87.2MMay 8, 2025 to Mar 31, 2026
- Pension RAUM · $557,638 to $0May 8, 2025 to Mar 31, 2026
- RAUM · $5.2B to $5.8BMay 8, 2025 to Mar 31, 2026
- Wrap assets (manager) · $1.3M to $0May 8, 2025 to Mar 31, 2026
- Assets in custody · $554,384 to $67.7MMar 28, 2025 to May 8, 2025
- Financial planning clients · 11-25 to 11-25Mar 28, 2025 to May 8, 2025
- Accounts · 310 to 339Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 10 to 12Mar 29, 2024 to Mar 28, 2025
- Charity clients · 24 to 26Mar 29, 2024 to Mar 28, 2025
- Corporate clients · 6 to 9Mar 29, 2024 to Mar 28, 2025
- HNW clients · 147 to 60Mar 29, 2024 to Mar 28, 2025
- Individual clients · 112 to 66Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $6.5M to $554,384Mar 29, 2024 to Mar 28, 2025
- Employees · 11 to 13Mar 29, 2024 to Mar 28, 2025
- Other offices · 0 to 1Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.7B to $5.2BMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $484M to $264MMar 29, 2024 to Mar 28, 2025
- Individual RAUM · $55.8M to $87.6MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $194M to $0Mar 29, 2024 to Mar 28, 2025
- Pension RAUM · $28.5M to $557,638Mar 29, 2024 to Mar 28, 2025
- RAUM · $3.9B to $5.2BMar 29, 2024 to Mar 28, 2025
- Wrap assets (manager) · $5.2M to $1.3MMar 29, 2024 to Mar 28, 2025
- Accounts · 259 to 310Sep 6, 2023 to Mar 29, 2024
- Advisory activities · 4 to 3Sep 6, 2023 to Mar 29, 2024
- Corporate clients · 5 to 6Sep 6, 2023 to Mar 29, 2024
- HNW clients · 131 to 147Sep 6, 2023 to Mar 29, 2024
- Individual clients · 49 to 112Sep 6, 2023 to Mar 29, 2024
- Pension plan clients · 7 to 6Sep 6, 2023 to Mar 29, 2024
- Assets in custody · unset to 6487182.0Sep 6, 2023 to Mar 29, 2024
- Custody of client assets · false to trueSep 6, 2023 to Mar 29, 2024
Signals
7 dated events
- B••••••• C•••••• M••••••••• L•• reported RAUM $5.2B, up 32% from $3.9B (2024-03-29 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Ann Tara Hart (Chief Compliance Officer) no longer on Schedule A of B••••••• C•••••• M••••••••• L•• (listed 2023-09-06, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- G••••• W••• B••••••••• left B••••••• C•••••• M••••••••• L•• for G••••• C••••••• L•• (registered 2024-04-11)Mar 28, 2024 · Advisor changed firm · fact
- B••••••• C•••••• M••••••••• L•• reported RAUM $3.7B, up 45% from $2.6B (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- B••••••• C•••••• M••••••••• L•• reported RAUM $2.6B, up 26% from $2.0B (2020-06-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- B••••••• C•••••• M••••••••• L•• reported RAUM $2.0B, up 106% from $986.8M (2019-05-24 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
- Ann Tara Hart (Chief Compliance Officer) appeared on Schedule A of B••••••• C•••••• M••••••••• L••Mar 24, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/B•••••••-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-720-8800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $576Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026