DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Southern Trust Financial Planning

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marc Steven WolffSouthern Trust Financial Planning independent RIAMoors & Cabot, Inc otherOtherMar 3, 2022Oct 17, 2007
James Paul CooperSouthern Trust Financial Planning independent RIAMoors & Cabot, Inc otherOtherMar 1, 2022Oct 17, 2007
Gregory Len GionfriddoSouthern Trust Financial Planning independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAMar 1, 2022Jan 13, 2022
Mark Demosthenes GeneralesSouthern Trust Financial Planning independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAMar 1, 2022Mar 10, 2022
Paul Scott HarrisSouthern Trust Financial Planning independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 12, 2018Oct 24, 2018
Michael Stephen HodgesSouthern Trust Financial Planning otherPnc Wealth Management otherOtherFeb 24, 2012Mar 14, 2012
Daniel Jay WolffSouthern Trust Financial Planning otherIfs Advisors, Inc otherOtherDec 4, 2009Jan 5, 2011 (397 d)
Christopher John JuallSouthern Trust Financial Planning otherMoors & Cabot, Inc otherOtherJan 4, 2007Aug 3, 2007 (211 d)
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8 moves match.