DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Andesa Financial Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael David Baittinger | Andesa Financial Management, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | May 9, 2023 | Apr 10, 2023 |
| Paul Curtis Barbehenn | Andesa Financial Management, Inc. independent RIA | Andesa Strategies, Inc. unclassified | Other | May 9, 2023 | Oct 14, 2004 |
| Kelly Justine Albert | Andesa Financial Management, Inc. independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | May 9, 2023 | Apr 6, 2023 |
| Rodman Dehart Young | Andesa Financial Management, Inc. other | Valley National Advisers Inc other | Other | Oct 24, 2008 | Oct 21, 2008 |
| Jaclyn Marie Cornelius | Andesa Financial Management, Inc. other | Andesa Strategies, Inc. unclassified | Other | Nov 21, 2007 | Oct 14, 2004 |
| Douglas Robyn Macgray | Andesa Financial Management, Inc. other | Ege Advisors, Ltd. unclassified | Other | Aug 26, 2006 | Aug 18, 2006 |
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6 moves match.