DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Omega Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Weber | Omega Wealth Management LLC independent RIA | Curi Capital, LLC independent RIA | RIA to RIA | Jun 28, 2023 | May 24, 2024 (331 d) |
| Andrea Brashears-Sampson | Omega Wealth Management LLC independent RIA | Wise Financial Counsel, LLC state registered | RIA to a state-registered adviser | Sep 23, 2021 | Dec 22, 2021 (90 d) |
| Sergio Gerardo Garcia | Omega Wealth Management LLC other | Quest Capital Management, Inc. other | Other | Jun 17, 2015 | Feb 29, 2016 (257 d) |
| Cornelia Ruth Mallari | Omega Wealth Management LLC other | Charles Schwab & Co., Inc. national BD | Other | Mar 10, 2014 | Apr 15, 2015 (401 d) |
| Ian Thomas Mcmillan | Omega Wealth Management LLC other | LPL Financial LLC other | Other | Jan 10, 2014 | Aug 5, 2014 (207 d) |
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5 moves match.