DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tpw Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Medha A Nadgir | Tpw Financial other | Beacon Pointe Wealth Advisors, LLC other | Other | Nov 30, 2015 | Jan 4, 2016 (35 d) |
| Chitra Raghavan Staley | Tpw Financial other | Beacon Pointe Wealth Advisors, LLC other | Other | Nov 30, 2015 | Jan 4, 2016 (35 d) |
| Bradford Travis Wright | Tpw Financial other | Nefpg other | Other | Jan 22, 2014 | Jan 26, 2015 (369 d) |
| Kimberly R Clouse | Tpw Financial other | Interactive Advisers, Interactive Advisors other | Other | Jan 5, 2013 | Oct 8, 2013 (276 d) |
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4 moves match.