DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Unified Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Andrew BoehmUnified Wealth Management, LLC independent RIAWinthrop Wealth independent RIARIA to RIADec 10, 2020Aug 12, 2020
Adam Paul BishopUnified Wealth Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2020Jun 29, 2020
Matthew Jon MichaelUnified Wealth Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2020Jun 30, 2020
Matthew Robert BoehmUnified Wealth Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 2, 2020Jun 3, 2020
Shawn Michael AganUnified Wealth Management, LLC independent RIALPL Financial LLC independent RIARIA to RIAJun 25, 2019Jun 6, 2019
Cory Michael HuffUnified Wealth Management, LLC independent RIALPL Financial LLC independent RIARIA to RIAJun 25, 2019Jun 10, 2019
Michael Eugene Di LorenzoUnified Wealth Management, LLC otherOsaic Wealth, Inc. otherOtherJan 31, 2017Feb 8, 2017
Michael Brian McginleyUnified Wealth Management, LLC otherLPL Financial LLC otherOtherJan 6, 2015Sep 17, 2010
Kevin Hardt FosterUnified Wealth Management, LLC otherLPL Financial LLC independent RIAOtherJan 6, 2015Sep 14, 2022 (2808 d)
Richard Dean MitchellUnified Wealth Management, LLC otherWaddell & Reed otherOtherJul 24, 2012Jul 23, 2012
Martin A BrittonUnified Wealth Management, LLC otherCharles Schwab & Co., Inc. national BDOtherOct 11, 2010Jan 16, 2013 (828 d)
Michael James ReillyUnified Wealth Management, LLC otherAvalon state registeredOtherDec 22, 2009Jan 4, 2016 (2204 d)
Tyson J SterlingUnified Wealth Management, LLC otherGunnallen Financial, Inc unclassifiedOtherMar 18, 2009Mar 25, 2009
William Davis MadaraUnified Wealth Management, LLC otherB. Riley Wealth Advisors, Inc. otherOtherMar 12, 2009Dec 23, 2009 (286 d)
John Anthony MillerUnified Wealth Management, LLC otherB. Riley Wealth Advisors, Inc. otherOtherMar 12, 2009Dec 23, 2009 (286 d)
Michael C CalisiUnified Wealth Management, LLC otherNext Financial Group, Inc. otherOtherFeb 11, 2009Oct 8, 2009 (239 d)
Matthew Jon KlandrudUnified Wealth Management, LLC otherThrivent Investment Management Inc. otherOtherNov 1, 2007Nov 21, 2007
Frank J CaliseUnified Wealth Management, LLC otherLPL Financial LLC otherOtherDec 13, 2006Sep 26, 2006
Edward Henry RodriguezUnified Wealth Management, LLC otherOsaic Wealth, Inc. otherOtherNov 21, 2005Dec 7, 2005
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19 moves match.