DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Strategic Capital Group L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth John Peterson | Strategic Capital Group L.L.C. other | Protected Investors Of America other | Other | Dec 31, 2014 | Jan 13, 2014 |
| Craig Douglas Johnsen | Strategic Capital Group L.L.C. other | Private Advisory no RAUM | Other | Dec 31, 2014 | Nov 6, 2014 |
| Michael Lee Welk | Strategic Capital Group L.L.C. other | Sca other | Other | Dec 31, 2014 | Apr 1, 2014 |
| Antonio Ramirez | Strategic Capital Group L.L.C. other | Private Advisory no RAUM | Other | Dec 31, 2014 | Sep 17, 2014 |
| Charles Russell Borquist | Strategic Capital Group L.L.C. other | Summit Advisor Solutions other | Other | Dec 31, 2014 | Mar 17, 2016 (442 d) |
| Ryan Christopher Finnigan | Strategic Capital Group L.L.C. other | Private Advisory no RAUM | Other | Dec 31, 2014 | Sep 17, 2014 |
| Waldebert Raquel | Strategic Capital Group L.L.C. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 3, 2013 | Jun 17, 2015 (622 d) |
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7 moves match.