DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kenneth John Peterson

Mutual Advisors, LLCBD affiliatedLivermore, Ca IA-onlyIAPD 1491490

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ken Peterson

At current firm

2 y

since Feb 28, 2024

In the industry

34 y

since Sep 20, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mutual Advisors, LLC BD affiliated current
since Feb 28, 2024 · Reno, Nv
Fortitude Advisory Group L.L.C. independent RIA
Mar 16, 2017 to Mar 13, 2024 · Gig Harbor, Wa
Alpha Cubed Investments, LLC former
Jul 7, 2016 to Mar 1, 2024 · Costa Mesa, Ca
Private Advisory independent RIA
Oct 31, 2014 to Dec 2, 2016 · Gig Harbor, Wa
Protected Investors Of America former
Jan 13, 2014 to Jul 11, 2016 · Reno, Nv
Strategic Capital Group L.L.C. former
Nov 19, 2013 to Dec 31, 2014 · Woodside, Ca
Strategic Advisers LLC national BD
Jul 8, 1997 to Apr 12, 2005 · Burlingame, Ca

Moves

a registration end followed by a registration begin elsewhere

Fortitude Advisory Group L.L.C. to Mutual Advisors, LLC
left Mar 13, 2024, registered Feb 28, 2024 (-14 days) · RIA to affiliated broker-dealer or bank
Alpha Cubed Investments, LLC to Fortitude Advisory Group L.L.C.
left Mar 1, 2024, registered Mar 16, 2017 (-2542 days) · Other
Private Advisory to Alpha Cubed Investments, LLC
left Dec 2, 2016, registered Jul 7, 2016 (-148 days) · Other
Protected Investors Of America to Private Advisory
left Jul 11, 2016, registered Oct 31, 2014 (-619 days) · Other
Strategic Capital Group L.L.C. to Protected Investors Of America
left Dec 31, 2014, registered Jan 13, 2014 (-352 days) · Other
Strategic Advisers LLC to Strategic Capital Group L.L.C.
left Apr 12, 2005, registered Nov 19, 2013 (3143 days) · Other

Signals

Kenneth John Peterson left Fortitude Advisory Group L.L.C. for Mutual Advisors, Llc (registered 2024-02-28)
Mar 13, 2024 · Advisor changed firm · fact
Kenneth John Peterson left Alpha Cubed Investments, Llc for Fortitude Advisory Group L.L.C. (registered 2017-03-16)
Mar 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address