DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Brogan Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Nathan KraeskeBrogan Financial independent RIAVisionary Horizons, LLC independent RIARIA to RIAJun 17, 2024Aug 4, 2025 (413 d)
Jay Everett KadlecBrogan Financial independent RIAForefront independent RIARIA to RIADec 8, 2023Jun 17, 2025 (557 d)
Aaron Matthew BuckBrogan Financial independent RIAFacet independent RIARIA to RIAMay 4, 2021Apr 7, 2021
Richard PolchinskiBrogan Financial independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJul 17, 2019Oct 16, 2019 (91 d)
Alicia Diane NewhouseBrogan Financial independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 21, 2018Dec 14, 2018 (84 d)
Brandon Michael AlleyBrogan Financial otherPatriot Investment Management Group Inc otherOtherAug 9, 2017Oct 4, 2017 (56 d)
Douglas Drew MentzerBrogan Financial otherThe Mentzer Group, LLC state registeredOtherNov 11, 2008Oct 31, 2008
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7 moves match.