DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wilmington Capital Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Dickstein | Wilmington Capital Securities, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Feb 2, 2022 | Feb 27, 2024 (755 d) |
| Vincenzo Ursino | Wilmington Capital Securities, LLC independent RIA | Innovative Private Wealth Management Inc. mixed wealth | RIA to RIA | Oct 4, 2021 | Aug 14, 2026 (1775 d) |
| Brian Redican | Wilmington Capital Securities, LLC independent RIA | Courseview Capital LLC state registered | RIA to a state-registered adviser | Dec 9, 2020 | Oct 28, 2021 (323 d) |
| Dana Jerome Johnson | Wilmington Capital Securities, LLC independent RIA | Johnson Capital Global Advisory L.L.C. state registered | RIA to a state-registered adviser | May 2, 2018 | Jan 1, 2026 (2801 d) |
| Scott David Lasky | Wilmington Capital Securities, LLC other | Lionshead Wealth Management, LLC independent RIA | Other | Jul 3, 2017 | Feb 5, 2019 (582 d) |
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5 moves match.