DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Summit Financial Consultants, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Neil Eric ElmouchiSummit Financial Consultants, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherDec 22, 2022Jun 17, 2022
Christine Emma QuinteroSummit Financial Consultants, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherDec 22, 2022Jun 17, 2022
Cody Matthew KleinSummit Financial Consultants, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherDec 22, 2022Jun 17, 2022
Vida Maria JatulisSummit Financial Consultants, Inc. independent RIAMainstreet Financial Planning, Inc. state registeredRIA to a state-registered adviserFeb 24, 2022Mar 8, 2022
Karl Patrik OrlowskiSummit Financial Consultants, Inc. independent RIA1st Global Advisors Inc BD affiliatedRIA to affiliated broker-dealer or bankMay 28, 2019May 1, 2019
Jeffery M SorensenSummit Financial Consultants, Inc. otherOsaic Advisory Services, LLC independent RIAOtherFeb 15, 2018Feb 15, 2018
Michele Ann Fortney-LeachSummit Financial Consultants, Inc. otherSagepoint Financial, Inc. otherOtherMar 10, 2015Nov 2, 2015 (237 d)
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7 moves match.