DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from United Capital Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grant Holloschutz | United Capital Financial Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2026 | Sep 16, 2026 |
| Mckenzie J Lannon | United Capital Financial Advisors independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2026 | Jun 11, 2026 (42 d) |
| Reid Pratt Guthrie | United Capital Financial Advisors independent RIA | Avidian Wealth Solutions independent RIA | RIA to RIA | Apr 16, 2026 | Mar 10, 2026 |
| Christopher C Browne | United Capital Financial Advisors independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Apr 1, 2026 | Apr 6, 2026 |
| Andrew Larkin Caples | United Capital Financial Advisors independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Feb 23, 2026 | Mar 4, 2026 |
| Christopher Douglas Battreall | United Capital Financial Advisors independent RIA | Girard Securities, Inc. other | Other | May 20, 2025 | Apr 16, 2008 |
| Lacy Geil Mulroy | United Capital Financial Advisors independent RIA | Mobile Bay Wealth Management, LLC state registered | RIA to a state-registered adviser | Mar 18, 2025 | Sep 24, 2025 (190 d) |
| William Hugh Kelly | United Capital Financial Advisors independent RIA | Girard Securities, Inc. other | Other | Dec 31, 2024 | Feb 9, 2016 |
| Bruce Steamer | United Capital Financial Advisors independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2024 | Jan 15, 2025 (37 d) |
| Matthew Haddock | United Capital Financial Advisors independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Oct 16, 2024 | Sep 13, 2024 |
| David Thomas Rivkin | United Capital Financial Advisors independent RIA | Creative Planning independent RIA | RIA to RIA | Jul 24, 2024 | Nov 3, 2023 |
| Justin A. Travis | United Capital Financial Advisors independent RIA | Sowell Management independent RIA | RIA to RIA | Jul 9, 2024 | Jul 19, 2024 |
| Rian Dana Waterman | United Capital Financial Advisors independent RIA | Farther independent RIA | RIA to RIA | May 8, 2024 | Apr 9, 2024 |
| Christina Edland Gumm | United Capital Financial Advisors independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2024 | May 9, 2024 |
| Jordan Dimiter Stefanov | United Capital Financial Advisors independent RIA | Gds Wealth Management independent RIA | RIA to RIA | May 8, 2024 | May 23, 2024 |
| Hafiz B. Shekh | United Capital Financial Advisors independent RIA | Global Retirement Partners LLC institutional | Other | May 8, 2024 | May 2, 2024 |
| Jaeden Alexander Cruz | United Capital Financial Advisors independent RIA | Presilium Private Wealth, LLC independent RIA | RIA to RIA | May 8, 2024 | Mar 20, 2026 (681 d) |
| Trevar Richard Brown | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2024 | Jan 1, 2025 (260 d) |
| Ronald Lee Folwell | United Capital Financial Advisors independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 13, 2024 | Aug 21, 2024 (161 d) |
| Nahal Sabbagh Kermani | United Capital Financial Advisors independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 21, 2024 | May 14, 2024 (83 d) |
| Craig Jones | United Capital Financial Advisors independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2024 | Oct 18, 2024 (246 d) |
| Christine Walker Matthew | United Capital Financial Advisors independent RIA | Seia BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2023 | Nov 6, 2023 |
| Michael Hugh Smith | United Capital Financial Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2023 | Nov 3, 2023 |
| Michael Richard Antczak | United Capital Financial Advisors independent RIA | Evensky & Katz/Foldes Wealth Management independent RIA | RIA to RIA | Nov 20, 2023 | Jan 18, 2024 (59 d) |
| Akhil Rajiv Iyengar | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2023 | Nov 15, 2023 |
| Frederick Hung Lian Tan | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 6, 2023 |
| Justin J Gradolf | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 15, 2023 |
| Immanuel Yong Zhong Tan | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 10, 2023 |
| Kerly Leandra Chirinos | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 15, 2023 |
| Paul A Mainello | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 10, 2023 |
| James Atkinson | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 15, 2023 |
| Craig Steven Damico | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 10, 2023 |
| Christopher Clayton Cavazos | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 10, 2023 |
| John Fredette | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 10, 2023 |
| Rebecca Mae Hill | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 6, 2023 |
| Edward Geoghan Oconnor | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 10, 2023 |
| Robert Michael Rogers | United Capital Financial Advisors independent RIA | Goldman Sachs Wealth Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 15, 2023 |
| Maureen B. Kerr | United Capital Financial Advisors independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Nov 9, 2023 | Nov 6, 2023 |
| Stephen John Dreiling | United Capital Financial Advisors independent RIA | Capital Investment Counsel, LLC independent RIA | RIA to RIA | Nov 9, 2023 | Apr 3, 2024 (146 d) |
| Jeffery Kernodle | United Capital Financial Advisors independent RIA | Farther independent RIA | RIA to RIA | Nov 9, 2023 | Oct 20, 2023 |
| Joel Johnson | United Capital Financial Advisors independent RIA | Jpl Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Nov 9, 2023 | Oct 23, 2023 |
| John Han | United Capital Financial Advisors independent RIA | Mariner Independent independent RIA | RIA to RIA | Nov 9, 2023 | Oct 13, 2023 |
| Laurence Seiden | United Capital Financial Advisors independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2023 | Nov 6, 2023 |
| Luke Patrick Nagell | United Capital Financial Advisors independent RIA | Jpl Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Nov 9, 2023 | Nov 27, 2023 |
| Mitchell Dean Simkins | United Capital Financial Advisors independent RIA | Mid Atlantic Financial Management, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2023 | Apr 9, 2019 |
| Patrick Ryan Rudy | United Capital Financial Advisors independent RIA | Jpl Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Nov 9, 2023 | Oct 23, 2023 |
| Anthony Christopher Englert | United Capital Financial Advisors independent RIA | Sanctuary Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2023 | Nov 29, 2023 |
| Luke Melms | United Capital Financial Advisors independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2023 | Dec 15, 2023 (36 d) |
| Katelynn Weber | United Capital Financial Advisors independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Nov 9, 2023 | Dec 1, 2023 |
| Sharon Maria Paratte | United Capital Financial Advisors independent RIA | Traveka Wealth, LLC independent RIA | RIA to RIA | Nov 9, 2023 | Jan 1, 2025 (419 d) |
| Michael Scott Duncan | United Capital Financial Advisors BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 6, 2023 |
| Paul Craven Bennett | United Capital Financial Advisors BD affiliated | Decisionmap Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Oct 20, 2023 |
| Jeffrey Hawkins | United Capital Financial Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 13, 2023 |
| Stacey L Robinson | United Capital Financial Advisors BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Jul 29, 2024 (269 d) |
| Evaggelia Themis Hatzimanolis | United Capital Financial Advisors BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Sep 27, 2023 |
| Andrew Kevan Schiff | United Capital Financial Advisors BD affiliated | Tritonpoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Oct 18, 2023 |
| Mark Edward Weber | United Capital Financial Advisors BD affiliated | Decisionmap Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Oct 24, 2023 |
| Gregory Todd Powers | United Capital Financial Advisors BD affiliated | Tritonpoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Oct 18, 2023 |
| Tatiana Stratigaki | United Capital Financial Advisors BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 24, 2023 |
| William Alan Sterling | United Capital Financial Advisors BD affiliated | Tritonpoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Oct 18, 2023 |
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421 moves match.