DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Payant Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Martin Jay Mulligan | Payant Wealth Management Group independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2025 | Jan 2, 2025 |
| Glenn Krcmaric | Payant Wealth Management Group independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2025 | Jan 2, 2025 |
| Jonathan David Wilkins | Payant Wealth Management Group independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2025 | Jan 2, 2025 |
| Thomas Arthur Payant | Payant Wealth Management Group independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2025 | Jan 2, 2025 |
| Peter Joseph Farina | Payant Wealth Management Group independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2024 | Jan 2, 2025 (323 d) |
| Glenn Krcmaric | Payant Wealth Management Group independent RIA | Sagepoint Financial, Inc. other | Other | Jun 30, 2023 | Nov 8, 2012 |
| Julie Wakefield | Payant Wealth Management Group independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 26, 2019 | Jul 8, 2019 |
| Aaron Walter Niec | Payant Wealth Management Group other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 10, 2009 | Aug 28, 2009 |
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8 moves match.