DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Walpole Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kirk Brian Stovesand | Walpole Financial Advisors, LLC independent RIA | Platform Wealth Advisors independent RIA | RIA to RIA | Sep 12, 2024 | Sep 12, 2024 |
| Paul Kevin Mannion | Walpole Financial Advisors, LLC independent RIA | Platform Wealth Advisors no RAUM | RIA to a newly registered adviser | Apr 2, 2024 | Apr 8, 2024 |
| Anita J Peca | Walpole Financial Advisors, LLC independent RIA | Platform Wealth Advisors no RAUM | RIA to a newly registered adviser | Apr 2, 2024 | Apr 9, 2024 |
| Marlin Bryce Stovesand | Walpole Financial Advisors, LLC independent RIA | Platform Wealth Advisors no RAUM | RIA to a newly registered adviser | Apr 2, 2024 | Apr 8, 2024 |
| Donovan Roberson | Walpole Financial Advisors, LLC independent RIA | Platform Wealth Advisors no RAUM | RIA to a newly registered adviser | Apr 2, 2024 | Apr 8, 2024 |
| Mikaela Sue Lelonek | Walpole Financial Advisors, LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Dec 20, 2023 | Dec 26, 2023 |
| Marites M. Blair | Walpole Financial Advisors, LLC independent RIA | Mission Wealth Management, LP independent RIA | RIA to RIA | Feb 13, 2023 | Nov 1, 2023 (261 d) |
| Philip James Ricasata | Walpole Financial Advisors, LLC independent RIA | Creative Planning independent RIA | RIA to RIA | Apr 9, 2018 | Apr 18, 2018 |
| Jean-Luc Michel Julien Bourdon | Walpole Financial Advisors, LLC other | Summerland Wealth Planning unclassified | Other | Sep 28, 2011 | Apr 5, 2011 |
| Peter Paul Kozak | Walpole Financial Advisors, LLC other | Brightpath Wealth Planning, LLC independent RIA | Other | Jul 16, 2010 | Dec 24, 2025 (5640 d) |
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10 moves match.