DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Broxton Capital Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Walter Stead | Broxton Capital Advisors LLC other | Bma Advisors, LLC state registered | Other | Jun 9, 2023 | Feb 17, 2023 |
| Daniel Anthony Dolcini | Broxton Capital Advisors LLC other | Bma Advisors, LLC state registered | Other | Sep 20, 2022 | Mar 30, 2023 (191 d) |
| Marc David Orourke | Broxton Capital Advisors LLC other | Paulson Investment Company, LLC other | Other | Nov 30, 2018 | Dec 3, 2018 |
| Rustin Jj Feldman | Broxton Capital Advisors LLC other | Composition Wealth, LLC other | Other | Jul 11, 2012 | Jun 25, 2012 |
| Robert Allen Cooke | Broxton Capital Advisors LLC other | Hudson Cooper Asset Management, Inc. unclassified | Other | Jun 4, 2012 | Feb 26, 2015 (997 d) |
| Robert A Cooke Sr. | Broxton Capital Advisors LLC other | Hudson Cooper Asset Management, Inc. unclassified | Other | Apr 2, 2012 | Jan 26, 2012 |
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6 moves match.