DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Metropolitan Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lisa Jo RabatinMetropolitan Capital Management, Inc. otherLPL Financial LLC independent RIAOtherSep 2, 2015Mar 20, 2019 (1295 d)
Chris Vincent HarkinsMetropolitan Capital Management, Inc. otherRaymond James & Associates, Inc. national BDOtherSep 2, 2015Nov 6, 2015 (65 d)
Chad Harrison CarlsonMetropolitan Capital Management, Inc. otherLPL Financial LLC independent RIAOtherSep 2, 2015Mar 22, 2019 (1297 d)
Damon Christian MeyerMetropolitan Capital Management, Inc. otherCrews & Associates, Inc. independent RIAOtherSep 2, 2015Aug 31, 2017 (729 d)
Timothy Patick RaffertyMetropolitan Capital Management, Inc. otherRaymond James & Associates, Inc. national BDOtherSep 2, 2015Feb 15, 2019 (1262 d)
James William WatkinsMetropolitan Capital Management, Inc. otherLPL Financial LLC independent RIAOtherSep 2, 2015Mar 20, 2019 (1295 d)
Thomas Nelson MccainMetropolitan Capital Management, Inc. otherMillennium Capital Advisors, LLC otherOtherDec 12, 2014Dec 16, 2014
Roy Wayne StephensMetropolitan Capital Management, Inc. otherCrosscurrent Wealthmanagement, LLC state registeredOtherJun 25, 2010Apr 12, 2011 (291 d)
Thomas James CarlsonMetropolitan Capital Management, Inc. other8020 Capital LLC state registeredOtherAug 29, 2007Feb 9, 2022 (5278 d)
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9 moves match.