DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Legacy Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aaron Eduard StolpenLegacy Advisors, LLC independent RIATwin Focus Capital Partners, LLC independent RIARIA to RIAMar 5, 2026Apr 23, 2026 (49 d)
Patrick Joseph McdermottLegacy Advisors, LLC independent RIAVanguard Personalized Indexing Management asset managerOtherDec 20, 2023Apr 7, 2025 (474 d)
David Joseph HillLegacy Advisors, LLC independent RIALnw independent RIARIA to RIADec 20, 2023Aug 9, 2022
Brian Joseph HenrysenLegacy Advisors, LLC independent RIAPresilium Private Wealth, LLC independent RIARIA to RIADec 20, 2023Oct 24, 2023
Sean E TeesdaleLegacy Advisors, LLC otherCaptrust otherOtherDec 19, 2017Oct 20, 2017
Stephen Philip ErfleLegacy Advisors, LLC otherUnited Capital Financial Advisors otherOtherSep 22, 2011Dec 16, 2011 (85 d)
William Troy HottensteinLegacy Advisors, LLC otherMorgan Stanley wirehouseOtherMar 5, 2010May 7, 2013 (1159 d)
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7 moves match.