DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capgroup Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Carolyn Longest | Capgroup Advisors other | Focus Partners Wealth, LLC other | Other | Mar 31, 2015 | Mar 27, 2015 |
| Jeremy Karl Kuhlen | Capgroup Advisors other | Focus Partners Wealth, LLC other | Other | Mar 31, 2015 | Mar 27, 2015 |
| Peter William Tomasch | Capgroup Advisors other | Focus Partners Wealth, LLC other | Other | Mar 31, 2015 | Mar 27, 2015 |
| Todd Coleman Early | Capgroup Advisors other | Focus Partners Wealth, LLC other | Other | Mar 31, 2015 | Mar 27, 2015 |
| Mark Gregory Smith | Capgroup Advisors other | Vision Wealth Planning, LLC state registered | Other | Oct 15, 2012 | Oct 19, 2012 |
| Matthew Joseph Buckley | Capgroup Advisors other | Suntrust Investment Services, Inc. other | Other | Apr 10, 2012 | Apr 19, 2012 |
| Robert Mallory Freeman | Capgroup Advisors other | Morse Capital Partners, LLC other | Other | Mar 14, 2011 | Mar 21, 2011 |
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7 moves match.