DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rvw Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik Stevens | Rvw Wealth LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2023 | Jun 21, 2024 (249 d) |
| Ofer Ben-Menahem | Rvw Wealth LLC independent RIA | L & S Advisors, Inc independent RIA | RIA to RIA | May 15, 2023 | Mar 21, 2023 |
| Stephen Seong Seo | Rvw Wealth LLC independent RIA | L & S Advisors, Inc independent RIA | RIA to RIA | May 15, 2023 | Feb 16, 2023 |
| Michael Min-Kai Chen | Rvw Wealth LLC independent RIA | First Foundation Advisors independent RIA | RIA to RIA | Aug 30, 2022 | Apr 18, 2024 (597 d) |
| Zacharia Waxler | Rvw Wealth LLC independent RIA | Equinum, LLC other | Other | Oct 3, 2019 | Sep 4, 2021 (702 d) |
| Mark Goldfinger | Rvw Wealth LLC other | Brookstone Wealth Advisors, LLC other | Other | Jan 4, 2016 | Jan 11, 2016 |
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6 moves match.