DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Water Oak Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert E OverallWater Oak Advisors, LLC independent RIAEaton Vance Wateroak Advisors independent RIARIA to RIADec 11, 2020Dec 14, 2020
Scott J MacaioneWater Oak Advisors, LLC independent RIAEaton Vance Wateroak Advisors independent RIARIA to RIADec 11, 2020Dec 17, 2020
Ron W HensonWater Oak Advisors, LLC independent RIAEaton Vance Wateroak Advisors independent RIARIA to RIADec 11, 2020Dec 11, 2020
Gregory J MendozaWater Oak Advisors, LLC independent RIAEaton Vance Wateroak Advisors independent RIARIA to RIADec 11, 2020Jan 28, 2021 (48 d)
Stephen Armfield CurleyWater Oak Advisors, LLC independent RIAEaton Vance Wateroak Advisors independent RIARIA to RIADec 11, 2020Dec 14, 2020
Vivien JohnsonWater Oak Advisors, LLC independent RIAEaton Vance Wateroak Advisors independent RIARIA to RIADec 11, 2020Dec 8, 2020
Jeffrey L ScangaWater Oak Advisors, LLC independent RIAEaton Vance Wateroak Advisors independent RIARIA to RIADec 11, 2020Dec 10, 2020
Bradley R LacoreWater Oak Advisors, LLC independent RIAEaton Vance Wateroak Advisors independent RIARIA to RIADec 11, 2020Dec 11, 2020
Paul Zachary SheltonWater Oak Advisors, LLC independent RIAWarwick Shore Advisors, LLC state registeredRIA to a state-registered adviserMay 30, 2018Jun 1, 2018
Jonathan Colby WinslowWater Oak Advisors, LLC otherCreative Planning otherOtherNov 7, 2017Nov 13, 2017
Wayne Lewis BarberWater Oak Advisors, LLC otherCreative Planning otherOtherOct 18, 2017Jan 5, 2018 (79 d)
Jennifer Leigh BoroffWater Oak Advisors, LLC otherCreative Planning otherOtherSep 19, 2017Sep 21, 2017
Gavin Michael GanzkowWater Oak Advisors, LLC otherThe Investment Advisor Alliance LLC independent RIAOtherFeb 25, 2016May 2, 2019 (1162 d)
Grant Stephen FrederickWater Oak Advisors, LLC otherCwa Asset Management Group otherOtherFeb 2, 2015Jun 28, 2016 (512 d)
Christopher HylenWater Oak Advisors, LLC otherLPL Financial LLC otherOtherSep 26, 2013Nov 26, 2013 (61 d)
Albert J. BartolomeoWater Oak Advisors, LLC otherBroad Reach Wealth Management, LLC state registeredOtherMar 27, 2008Apr 23, 2008
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16 moves match.