DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Capital Advisory Group Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Joseph RuggieriThe Capital Advisory Group Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2026Jan 6, 2026
Brett Allen MachtigThe Capital Advisory Group Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 12, 2026Jan 6, 2026
Mark Alan ForemanThe Capital Advisory Group Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 12, 2026Jan 6, 2026
Michael A JungwirthThe Capital Advisory Group Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 12, 2026Jan 6, 2026
Joseph Alfeo DombroThe Capital Advisory Group Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 12, 2026Jan 6, 2026
Roger Alan AndersonThe Capital Advisory Group Advisory Services, LLC independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAJan 6, 2026Jan 8, 2026
Todd Joseph MorrisThe Capital Advisory Group Advisory Services, LLC independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAJan 6, 2026Jan 5, 2026
Robert Taylor AndersonThe Capital Advisory Group Advisory Services, LLC independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAJan 6, 2026Jan 5, 2026
Donald Brody LedinghamThe Capital Advisory Group Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2025Nov 10, 2021
Richard Carmine CellaThe Capital Advisory Group Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 4, 2023Nov 10, 2021
David Ervin DennistonThe Capital Advisory Group Advisory Services, LLC independent RIACenturion Financial Strategies LLC state registeredRIA to a state-registered adviserNov 5, 2021Nov 7, 2021
Brian Michael WoodsThe Capital Advisory Group Advisory Services, LLC otherVoya Financial Advisors, Inc. otherOtherNov 4, 2015Nov 9, 2015
Thomas Ralph HokrThe Capital Advisory Group Advisory Services, LLC otherMhs Advisory Services, LLC no RAUMOtherApr 15, 2015Jan 28, 2015
John Christopher SherwinThe Capital Advisory Group Advisory Services, LLC otherMhs Advisory Services, LLC no RAUMOtherApr 15, 2015Jan 28, 2015
James SwirtzThe Capital Advisory Group Advisory Services, LLC otherAmeriprise Financial Services, LLC national BDOtherJan 25, 2011Dec 17, 2013 (1057 d)
Mark Scott PavwoskiThe Capital Advisory Group Advisory Services, LLC otherCambridge Investment Research Advisors, Inc. otherOtherJan 9, 2009Nov 13, 2013 (1769 d)
Gary Russell AikenThe Capital Advisory Group Advisory Services, LLC otherCetera Investment Advisers LLC BD affiliatedOtherJan 9, 2009Mar 21, 2024 (5550 d)
John Edward HanceThe Capital Advisory Group Advisory Services, LLC otherCambridge Investment Research Advisors, Inc. otherOtherJan 9, 2009Nov 5, 2013 (1761 d)
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18 moves match.