DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tpg Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lauren Michele Reed | Tpg Financial Advisors, LLC mixed wealth | Geneos Wealth Management, Inc. other | Other | Jan 27, 2025 | Jun 20, 2016 |
| Michael William Gallagher | Tpg Financial Advisors, LLC mixed wealth | Pecaut Wealth Management independent RIA | RIA to RIA | Apr 1, 2021 | Apr 6, 2021 |
| Kent B Smothers | Tpg Financial Advisors, LLC mixed wealth | Empower Advisory Group, LLC institutional | Other | Sep 8, 2020 | Jan 8, 2021 (122 d) |
| Deanna Lynn Tucker | Tpg Financial Advisors, LLC other | U.S. Bancorp Investments, Inc. other | Other | Jan 5, 2018 | Jan 11, 2018 |
| Jeffrey Allan Gates | Tpg Financial Advisors, LLC other | Cable Hill Partners, LLC other | Other | Jun 17, 2016 | May 20, 2016 |
| Marc Masao Kadomatsu | Tpg Financial Advisors, LLC other | Merriman other | Other | Feb 22, 2016 | Mar 23, 2016 |
| Clayton Andrew Phillips | Tpg Financial Advisors, LLC other | Human Investing other | Other | May 11, 2015 | May 14, 2015 |
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7 moves match.