DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dempsey Lord Smith, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Charles Webb | Dempsey Lord Smith, LLC other | Gamsg Financial Advisors LLC state registered | Other | Aug 15, 2013 | May 18, 2022 (3198 d) |
| Timothy Patrick Ohayer | Dempsey Lord Smith, LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Jun 27, 2012 | Jul 10, 2012 |
| Thomas Edgar Greene | Dempsey Lord Smith, LLC other | Morgan Stanley wirehouse | Other | Jan 21, 2010 | Jan 26, 2010 |
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63 moves match.