DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ctb Financial Services, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Wayne Liang | Ctb Financial Services, Ltd. independent RIA | Creative Planning independent RIA | RIA to RIA | Nov 10, 2023 | Aug 1, 2023 |
| Ozro Charles Brown | Ctb Financial Services, Ltd. independent RIA | Creative Planning independent RIA | RIA to RIA | Nov 10, 2023 | Aug 10, 2023 |
| Patrick Andrew Foley | Ctb Financial Services, Ltd. independent RIA | Akm Advisory state registered | RIA to a state-registered adviser | Jul 21, 2020 | Sep 19, 2020 (60 d) |
| Austin J Bock | Ctb Financial Services, Ltd. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 28, 2020 | Apr 21, 2020 |
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4 moves match.