DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Banyan Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Allen VannBanyan Partners, LLC otherLive Oak Wealth Advisory Group, LLC otherOtherNov 26, 2014Oct 9, 2015 (317 d)
Michelle Ann KnightBanyan Partners, LLC otherRopes Wealth Advisors no RAUMOtherApr 25, 2014Oct 20, 2014 (178 d)
John Charles SmithBanyan Partners, LLC otherCharles Schwab & Co., Inc. national BDOtherJul 10, 2012Sep 4, 2012 (56 d)
Jenny Alice DuncanBanyan Partners, LLC otherAsset & Financial Planning, Ltd otherOtherNov 4, 2011May 9, 2012 (187 d)
Gary Edward HendersonBanyan Partners, LLC otherSuntrust Investment Services, Inc. otherOtherApr 29, 2011Apr 27, 2011
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5 moves match.