DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealthtrust Arizona
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ben Rollins Wilson | Wealthtrust Arizona independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2019 | Nov 21, 2018 |
| Paul Anthony Ahern | Wealthtrust Arizona independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2019 | Nov 21, 2018 |
| Brent Connor Mcquiston | Wealthtrust Arizona independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2019 | Nov 14, 2018 |
| Michael Lee Bowen | Wealthtrust Arizona independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2019 | Nov 14, 2018 |
| Donald Gerard Bertrand | Wealthtrust Arizona other | Financial Engines Advisor Center, LLC other | Other | Sep 24, 2012 | Nov 10, 2016 (1508 d) |
| Theresa Anne Krueg | Wealthtrust Arizona other | Dynamic other | Other | Sep 24, 2012 | Jan 28, 2013 (126 d) |
| Michael P. Devine | Wealthtrust Arizona other | Charles Schwab & Co., Inc. national BD | Other | Aug 14, 2009 | Sep 21, 2009 (38 d) |
| Paul Christopher Ohanian | Wealthtrust Arizona other | Exeter Financial, LLC other | Other | Mar 3, 2008 | Jun 2, 2008 (91 d) |
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8 moves match.