DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Collaborative Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Gregory Giles | Collaborative Wealth independent RIA | Structure Wealth Partners LLC no RAUM | RIA to a newly registered adviser | Jan 9, 2026 | Jan 8, 2026 |
| John Allen Davis | Collaborative Wealth independent RIA | Dynamic independent RIA | RIA to RIA | Feb 8, 2022 | Jan 1, 2025 (1058 d) |
| Tryssa Pedrosa Pacciulli | Collaborative Wealth independent RIA | Inspire Advisors, LLC independent RIA | RIA to RIA | Feb 12, 2021 | Feb 18, 2021 |
| Christopher Michael Squires | Collaborative Wealth independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 1, 2020 | Jul 2, 2020 |
| John Anthony Melo | Collaborative Wealth independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 1, 2020 | Jul 1, 2020 |
| Michael Patrick Henderson | Collaborative Wealth independent RIA | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Aug 8, 2019 | Feb 20, 2019 |
| Robert Michael Georgiou | Collaborative Wealth independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | May 9, 2018 | Apr 30, 2018 |
| Joseph Michael Koury | Collaborative Wealth independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | May 9, 2018 | Apr 30, 2018 |
| Barry Nelson Roderick | Collaborative Wealth other | Equitable Advisors, LLC national BD | Other | Jan 27, 2017 | Mar 21, 2017 (53 d) |
| Joshua William Strittmatter | Collaborative Wealth other | Swmg, LLC independent RIA | Other | Nov 6, 2013 | Mar 7, 2013 |
| Rance Lee Swinford | Collaborative Wealth other | LPL Financial LLC other | Other | Dec 23, 2008 | Mar 20, 2009 (87 d) |
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11 moves match.