DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Global Wealth Consultants, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy Robert MarshallGlobal Wealth Consultants, LLC otherMariner Wealth Advisors otherOtherJul 15, 2016Aug 15, 2016 (31 d)
Mark Anthony MatosGlobal Wealth Consultants, LLC otherHbks Wealth Advisors otherOtherMar 7, 2016Feb 12, 2016
Jeffrey Alan CarneyGlobal Wealth Consultants, LLC otherCapital Wealth Planning, LLC independent RIAOtherFeb 2, 2012Nov 29, 2021 (3588 d)
Paul Henry BarlowGlobal Wealth Consultants, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 23, 2011Mar 28, 2011 (33 d)
Nicholas Alexander WychockiGlobal Wealth Consultants, LLC otherCommonwealth Financial Network national BDOtherSep 20, 2010Aug 9, 2010
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5 moves match.