DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tower Wealth Managers

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Frank Charles MaggiorottoTower Wealth Managers otherFirst National Advisers, LLC mixed wealthOtherJan 3, 2022Jul 29, 2026 (1668 d)
Marcus Anthony ScottTower Wealth Managers otherTributary Capital Management, LLC asset managerOtherDec 31, 2021Apr 27, 2026 (1578 d)
Christopher Alan WolffTower Wealth Managers otherCapital Investment Management, Inc independent RIAOtherDec 31, 2021Apr 1, 2026 (1552 d)
Paul B RaccugliaTower Wealth Managers otherCommonwealth Financial Network national BDOtherDec 31, 2021Apr 15, 2026 (1566 d)
Andrew Brandt BradshawTower Wealth Managers otherFirst National Advisers, LLC mixed wealthOtherDec 31, 2021Jul 29, 2026 (1671 d)
Billie L McclainTower Wealth Managers otherFreedom Wealth Advisors, LLC state registeredOtherDec 31, 2021May 4, 2022 (124 d)
Vicki Luanne HohensteinTower Wealth Managers otherFreedom Wealth Advisors, LLC state registeredOtherDec 31, 2021May 4, 2022 (124 d)
Carey Bret MorrisonTower Wealth Managers otherOnedigital otherOtherJul 13, 2015Aug 31, 2015 (49 d)
William Edward KoehlerTower Wealth Managers otherFci Advisors otherOtherAug 5, 2014Aug 5, 2014
Chad Richard BattisonTower Wealth Managers otherSunesis Advisors, LLC otherOtherAug 5, 2011Oct 19, 2011 (75 d)
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10 moves match.