DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Frost Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Enrique OrtegaFrost Investment Advisors, LLC asset managerVictory Capital Management Inc. asset managerOtherApr 7, 2025May 29, 2025 (52 d)
Tyler James MillerFrost Investment Advisors, LLC asset managerCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 9, 2021Nov 10, 2022 (336 d)
Eric Michael GallardoFrost Investment Advisors, LLC asset managerSendero Wealth Management, LLC independent RIAOtherAug 23, 2021Apr 18, 2024 (969 d)
Luis Ricardo ArispeFrost Investment Advisors, LLC asset managerNuveen Asset Management, LLC mixed wealthOtherMar 25, 2021Aug 18, 2025 (1607 d)
Harold Wayne ClemonsFrost Investment Advisors, LLC asset managerToews Asset Management asset managerOtherFeb 3, 2021Oct 11, 2022 (615 d)
Vance Michael ArnoldFrost Investment Advisors, LLC asset managerRobert Harrell, Incorporated otherOtherFeb 3, 2021Dec 12, 2024 (1408 d)
Jared McferronFrost Investment Advisors, LLC asset managerEdward Jones national BDOtherJul 1, 2019Jul 29, 2022 (1124 d)
Jeffrey Douglas WrightFrost Investment Advisors, LLC asset managerEdelman Financial Engines independent RIAOtherMay 15, 2018Jul 11, 2019 (422 d)
Adrian Edward RamirezFrost Investment Advisors, LLC otherPrecision Fiduciary Partners, LLC otherOtherAug 14, 2017Sep 1, 2017
David Jerome FentFrost Investment Advisors, LLC otherPenn Street Capital Management LLC state registeredOtherDec 31, 2016Oct 30, 2017 (303 d)
Sharon Kay GiuffreFrost Investment Advisors, LLC otherMtc Wealth Management asset managerOtherDec 31, 2016Jul 9, 2024 (2747 d)
Matthew Andrew ThompsonFrost Investment Advisors, LLC otherFrost Investment Services BD affiliatedOtherDec 31, 2016Mar 22, 2019 (811 d)
Michael Joseph CochranFrost Investment Advisors, LLC otherFrost Investment Services otherOtherDec 31, 2016Mar 10, 2018 (434 d)
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13 moves match.