DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lamia Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Anthony Lamia | Lamia Financial Group, Inc. independent RIA | Forum Financial Management, LP independent RIA | RIA to RIA | Apr 2, 2019 | Oct 23, 2018 |
| Jeffrey Arnold Borenstein | Lamia Financial Group, Inc. independent RIA | Forum Financial Management, LP independent RIA | RIA to RIA | Apr 2, 2019 | Jul 22, 2025 (2303 d) |
| Juan Carlos Ros | Lamia Financial Group, Inc. independent RIA | Forum Financial Management, LP independent RIA | RIA to RIA | Apr 2, 2019 | Oct 24, 2018 |
| David Ward Seery | Lamia Financial Group, Inc. independent RIA | Forum Financial Management, LP independent RIA | RIA to RIA | Apr 2, 2019 | Oct 16, 2018 |
| Timothy James Nanson | Lamia Financial Group, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jun 7, 2010 | Jul 20, 2010 (43 d) |
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5 moves match.